Intermediate
SOX risk-control matrix (RCM) generator for a process
Creates a SOX RCM with risks, controls, evidence, and testing attributes. Useful for building or refreshing SOX documentation efficiently.
Generate a SOX RCM for the {process_name} process.
Inputs:
- Process description: {process_description}
- Key risks: {key_risks}
- Control activities (existing/proposed): {control_activities}
- Systems and reports: {systems_reports}
- Frequency and owners: {frequency_owners}
Output:
1) RCM table: Risk, Control, Control type (prevent/detect), Frequency, Owner, Evidence, Key report dependencies, COSO component.
2) Testing attributes and suggested sample size by frequency.
3) Gaps and recommended new controls.
4) Change log for updates since last year.
Make it easy to paste into a SOX tool.Related Prompts
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