Beginner

Whistleblower Policy & Procedure Draft

Drafts a safe mechanism for employees to report unethical behavior.

Draft a Whistleblower Policy for {company_name}. Include: 1. The reporting channels (Hotline, Email), 2. Non-retaliation guarantees, 3. The investigation process overseen by the {committee_name}, and 4. Confidentiality protections for the reporter.

Related Prompts

Compliance & Regulatory
Advanced

Cybersecurity Disclosure (Item 106 of Reg S-K)

Drafts the new required SEC disclosure regarding cybersecurity risk management and strategy.

GPT-4oClaude 3.5 Sonnet
0
0
2
Compliance & Regulatory
Intermediate

SOX Control Matrix (RCM) Builder

Maps financial risks to specific controls, ensuring no gaps in the internal control environment.

GPT-4oGemini 1.5 Pro
0
0
2
Compliance & Regulatory
Advanced

AML/KYC Risk Scoring Logic

Develops a framework for assessing customer risk levels for anti-money laundering compliance.

Claude 3.5 SonnetGPT-4o
0
0
2