Intermediate

Internal Control Walkthrough Script

Generates a list of interview questions to document the 'cradle-to-grave' flow of a transaction for SOX compliance.

Generate a walkthrough interview script for the {process_name} process (e.g., Procure-to-Pay). Include questions for the clerk, manager, and IT admin to identify where 'what could go wrong' (WCGW) and which controls ({control_ids}) are currently in place to mitigate these risks.

Related Prompts

Compliance & Regulatory
Advanced

10-Q MD&A draft from variance drivers (management-ready)

Drafts an MD&A section based on provided financial changes and drivers, with structured language and risk-aware tone. Useful for SEC reporting teams accelerating first drafts.

GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
0
Compliance & Regulatory
Intermediate

10-K footnote checklist mapped to owners and source systems

Creates a 10-K footnote checklist with owners, data sources, and validation checks. Useful for planning the annual reporting process and avoiding last-minute gaps.

GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
0
Compliance & Regulatory
Intermediate

8-K trigger assessment and drafting outline

Helps assess whether an event may trigger an 8-K and drafts an outline with required sections and data needs. Useful for controllers coordinating with legal/compliance.

GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
0