Intermediate
Transaction monitoring alert triage playbook
Builds an alert triage playbook including prioritization, investigation steps, and documentation templates. Useful for AML analysts and supervisors.
Create a transaction monitoring alert triage playbook.
Inputs:
- Alert types and rules: {alert_types_rules}
- Available data sources (core banking, CRM): {data_sources}
- SAR/STR thresholds and guidance (if any): {sar_guidance}
- Current pain points: {pain_points}
Output:
1) Alert prioritization criteria (risk, amount, pattern, customer tier).
2) Investigation steps by alert type (data to pull, questions, red flags).
3) Documentation template for case notes and conclusions.
4) Escalation decision tree (close/EDD/escalate/SAR).
5) QA checklist for supervisors.
Avoid legal advice; focus on process and documentation quality.Related Prompts
Compliance & Regulatory
Advanced10-Q MD&A draft from variance drivers (management-ready)
Drafts an MD&A section based on provided financial changes and drivers, with structured language and risk-aware tone. Useful for SEC reporting teams accelerating first drafts.
GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
2
Compliance & Regulatory
Intermediate10-K footnote checklist mapped to owners and source systems
Creates a 10-K footnote checklist with owners, data sources, and validation checks. Useful for planning the annual reporting process and avoiding last-minute gaps.
GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
2
Compliance & Regulatory
IntermediateSOX risk-control matrix (RCM) generator for a process
Creates a SOX RCM with risks, controls, evidence, and testing attributes. Useful for building or refreshing SOX documentation efficiently.
GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
2