Beginner

SOX remediation tracker: actions, evidence, and retest plan

Creates a remediation tracker for SOX issues with evidence requirements and retest timing. Useful for program management and audit committee updates.

Create a SOX remediation tracker for the following issues: {sox_issues}.

Inputs:
- Issue descriptions and severity: {issue_details}
- Process owners: {owners}
- Target remediation dates: {target_dates}
- Constraints/resources: {constraints}

Output:
1) Tracker table: issue, root cause, remediation actions, owner, due date, evidence required, status, retest date.
2) Retest plan and sampling considerations.
3) Audit committee update summary (bullet points).
4) Risks of delay and interim compensating controls.

Keep it detailed and execution-ready.

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Compliance & Regulatory

Advanced

10-Q MD&A draft from variance drivers (management-ready)

Drafts an MD&A section based on provided financial changes and drivers, with structured language and risk-aware tone. Useful for SEC reporting teams accelerating first drafts.

GPT-5.2 Thinking; GPT-4.1; o3-mini

Compliance & Regulatory

Intermediate

10-K footnote checklist mapped to owners and source systems

Creates a 10-K footnote checklist with owners, data sources, and validation checks. Useful for planning the annual reporting process and avoiding last-minute gaps.

GPT-5.2 Thinking; GPT-4.1; o3-mini

Compliance & Regulatory

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SOX risk-control matrix (RCM) generator for a process

Creates a SOX RCM with risks, controls, evidence, and testing attributes. Useful for building or refreshing SOX documentation efficiently.

GPT-5.2 Thinking; GPT-4.1; o3-mini