Intermediate
SOX control narrative and walkthrough script for a process
Builds a control narrative and walkthrough interview script for a specified process (e.g., revenue, AP). Ideal for SOX teams documenting processes and testing design effectiveness.
Create a SOX/COSO control narrative and walkthrough script for the {process_name} process.
Inputs:
- Process description: {process_description}
- Systems used and key reports: {systems_and_reports}
- Key roles: {key_roles}
- Identified risks: {identified_risks}
- Existing controls list (if any): {existing_controls}
Deliver:
1) Narrative: process overview, key steps, systems, handoffs.
2) Walkthrough script: questions by step, evidence to request, red flags.
3) Risk-control matrix: risk, control, frequency, nature, owner, evidence, COSO component.
4) Design effectiveness conclusion points and potential gaps.
Write in a format suitable for workpapers.Related Prompts
Auditing & Assurance
IntermediateAudit planning memo: scope, materiality, and timeline
Drafts an audit planning memo with scope, key risks, materiality, and a fieldwork timeline. Built for audit seniors/managers who need a review-ready planning document quickly.
GPT-5.2 Thinking; GPT-4.1; o3-mini
1
2
6
Auditing & Assurance
IntermediateOperating Leverage & Risk Assessment
Measures how a percentage change in sales affects operating income.
GPT-4oClaude 3.5 Sonnet
0
0
4
Auditing & Assurance
IntermediateAudit finding memo: condition, criteria, cause, effect, recommendation
Drafts a clear audit finding memo using the 5C format and proposes remediation. Useful for internal audit and external audit communications.
GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
6