Beginner

Single Audit (OMB Uniform Guidance) readiness checklist

Creates a readiness checklist for Single Audit including SEFA, major program determination inputs, and documentation. Useful for nonprofits and grant-funded entities.

Create a Single Audit readiness checklist for {organization_name} for FY ending {period_end_date}.

Inputs:
- Grant list and expenditures: {grant_expenditures}
- Prior findings: {prior_findings}
- Policies and procedures: {policies}
- SEFA status (existing/draft): {sefa_status}

Output:
1) Readiness checklist: SEFA, internal controls, compliance requirements, procurement, subrecipients.
2) Data request list and owners.
3) Common findings to prevent and controls to implement.
4) Timeline for audit fieldwork and governance communications.

Be practical and operational.

Related Prompts

Compliance & Regulatory

Advanced

10-Q MD&A draft from variance drivers (management-ready)

Drafts an MD&A section based on provided financial changes and drivers, with structured language and risk-aware tone. Useful for SEC reporting teams accelerating first drafts.

GPT-5.2 Thinking; GPT-4.1; o3-mini

Compliance & Regulatory

Intermediate

10-K footnote checklist mapped to owners and source systems

Creates a 10-K footnote checklist with owners, data sources, and validation checks. Useful for planning the annual reporting process and avoiding last-minute gaps.

GPT-5.2 Thinking; GPT-4.1; o3-mini

Compliance & Regulatory

Intermediate

SOX risk-control matrix (RCM) generator for a process

Creates a SOX RCM with risks, controls, evidence, and testing attributes. Useful for building or refreshing SOX documentation efficiently.

GPT-5.2 Thinking; GPT-4.1; o3-mini