Advanced

Internal Controls Walkthrough Documentation

Creates structured walkthrough documentation for an internal control following the COSO framework.

You are an experienced SOX compliance consultant. Document an internal control walkthrough for {company_name}.

Process area: {process_area}
Control description: {control_description}
Control type: {control_type}
Frequency: {frequency}

Create a complete walkthrough document:
1. Control Objective
2. COSO Component
3. Process Narrative
4. Key Personnel
5. Information Used
6. IPE Assessment
7. What Can Go Wrong (WCGW)
8. Evidence of Operation
9. Testing Approach
10. Design Assessment

Format as a professional workpaper suitable for external audit review.

Related Prompts

Auditing & Assurance
Beginner

Lead schedule builder with rollforward and tickmark legend

Builds a lead schedule template for a balance sheet account with rollforward, tie-outs, and tickmark legend. Useful for seniors preparing organized audit support.

GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
0
Auditing & Assurance
Intermediate

Audit finding memo: condition, criteria, cause, effect, recommendation

Drafts a clear audit finding memo using the 5C format and proposes remediation. Useful for internal audit and external audit communications.

GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
0
Auditing & Assurance
Intermediate

Audit planning memo: scope, materiality, and timeline

Drafts an audit planning memo with scope, key risks, materiality, and a fieldwork timeline. Built for audit seniors/managers who need a review-ready planning document quickly.

GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
0