Intermediate

Insider Trading Policy Memo

Drafts an internal memo explaining 'Blackout Periods' and 'Material Non-Public Information'.

Write an internal memo for {company_name} employees regarding the upcoming 'Blackout Period' starting {start_date}. Define 'Material Non-Public Information' (MNPI) and explain the legal consequences of trading during this window. Reference the {year} updated SEC Rule 10b5-1 requirements.

Related Prompts

Compliance & Regulatory
Advanced

Cybersecurity Disclosure (Item 106 of Reg S-K)

Drafts the new required SEC disclosure regarding cybersecurity risk management and strategy.

GPT-4oClaude 3.5 Sonnet
0
0
2
Compliance & Regulatory
Intermediate

SOX Control Matrix (RCM) Builder

Maps financial risks to specific controls, ensuring no gaps in the internal control environment.

GPT-4oGemini 1.5 Pro
0
0
2
Compliance & Regulatory
Advanced

AML/KYC Risk Scoring Logic

Develops a framework for assessing customer risk levels for anti-money laundering compliance.

Claude 3.5 SonnetGPT-4o
0
0
2