Intermediate
Engagement acceptance/continuance checklist (audit)
Creates an engagement acceptance/continuance checklist covering independence, integrity, competence, and client risk. Useful for firm quality management and partner review.
Draft an engagement acceptance/continuance checklist for {client_name}.
Inputs:
- Prior engagement history: {prior_history}
- Independence considerations: {independence_facts}
- Management integrity signals: {integrity_signals}
- Financial condition and going concern signals: {financial_condition}
- Fees/collection history: {fees_collection}
- Specialist needs: {specialist_needs}
Output:
1) Checklist with pass/fail and evidence required for each item.
2) Client risk rating and rationale.
3) Required approvals/consultations.
4) Conditions for acceptance (e.g., updated engagement letter, governance communication).
Use conservative professional judgment; flag uncertainties.Related Prompts
Auditing & Assurance
IntermediateAudit planning memo: scope, materiality, and timeline
Drafts an audit planning memo with scope, key risks, materiality, and a fieldwork timeline. Built for audit seniors/managers who need a review-ready planning document quickly.
GPT-5.2 Thinking; GPT-4.1; o3-mini
1
2
6
Auditing & Assurance
IntermediateOperating Leverage & Risk Assessment
Measures how a percentage change in sales affects operating income.
GPT-4oClaude 3.5 Sonnet
0
0
4
Auditing & Assurance
IntermediateAudit finding memo: condition, criteria, cause, effect, recommendation
Drafts a clear audit finding memo using the 5C format and proposes remediation. Useful for internal audit and external audit communications.
GPT-5.2 Thinking; GPT-4.1; o3-mini
0
0
6