Advanced

AML/KYC Risk Scoring Logic

Develops a framework for assessing customer risk levels for anti-money laundering compliance.

Develop a risk-scoring model for a financial services client's KYC process. Assign weightings (1-5) to: 1. Geographic risk ({country}), 2. Entity type ({entity}), and 3. Transaction volume ({volume}). Define the 'Enhanced Due Diligence' (EDD) triggers for high-risk profiles.

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SOX Control Matrix (RCM) Builder

Maps financial risks to specific controls, ensuring no gaps in the internal control environment.

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10-Q MD&A draft from variance drivers (management-ready)

Drafts an MD&A section based on provided financial changes and drivers, with structured language and risk-aware tone. Useful for SEC reporting teams accelerating first drafts.

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10-K footnote checklist mapped to owners and source systems

Creates a 10-K footnote checklist with owners, data sources, and validation checks. Useful for planning the annual reporting process and avoiding last-minute gaps.

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